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In the next 10 years, an estimated $43 trillion will pass from generation to generation. Industries that provide services in the wealth management area already are heavily regulated, and recent developments (Brexit, the U.S. Presidential election, etc.) suggest even more regulatory and legal challenges and changes in the wealth management arena.
Companies and individuals place their trust in wealth management professionals to protect their most valuable resources. Likewise, those providing advice on wealth management in turn need guidance with the myriad of legal issues surrounding wealth transfer and regulatory compliance.
Womble Carlyle’s integrated team of attorneys and professionals with multi-disciplinary experience serving wealth management clients can help. Team members have deep experience in regulated investment advisor and regulated investment company compliance.
Our specific services to clients in the wealth management industry include:
Our clients include wealth management advisors and trust departments in commercial banks, mutual funds, private equity firms, boutique investment firms and regulatory/compliance consultants.
Through its alliance with Bond Dickinson, Womble Carlyle’s Wealth Management Practice Group works closely with Bond Dickinson’s Private Wealth Practice and its separate subsidiary, BD Wealth Management, to provide clients with creative legal and tax solutions in the U.K. as well as the U.S.
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